Artificial Intelligence

NIST AI Risk Management Framework (AI RMF) v1.0

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At a Glance
NIST AI 100-1, Artificial Intelligence Risk Management Framework (AI RMF 1.0)
  • Classification
    Category
    Artificial Intelligence
    Domain
    Risk Management
    Framework Family
    NIST Frameworks
  • Regulatory Context
    Type
    Standard
    Legal Instrument
    Framework
    Sector
    Cross-Sector
    Industry
    Cross-Industry
  • Region / Publisher
    Region
    North America
    Region Detail
    United States
    Publisher
    National Institute of Standards and Technology (NIST)
  • Versioning
    Version
    AI RMF 1.0 (NIST AI 100-1); revision announced by NIST, no successor published
    Effective Date
    January 26, 2023
    Issue Date
    January 26, 2023
  • Adoption
    Adoption Model
    Voluntary
    Implementation Complexity
    Medium
  • Official Reference
License Information

License included / downloadable: Yes

NIST AI 100-1 is published free of charge by the National Institute of Standards and Technology; the platform links to the official document, Playbook and AI Resource Center.

Framework text is licensed by its publisher and is included only where stated above.

Official Resources
NIST AI Risk Management Framework (AI RMF) v1.0
Provides a comprehensive framework for managing risks in Artificial Intelligence systems.
NIST AI RMF Playbook
NIST's companion Playbook with suggested actions, references and documentation for each AI RMF subcategory.
NIST AI 600-1: Generative AI Profile (PDF)
NIST's AI RMF Generative AI Profile of July 26, 2024, a companion resource to AI RMF 1.0.
AI RMF Crosswalk with ISO/IEC Standards
Defines the alignment between AI RMF and relevant international standards.
Key takeaways
  • NIST AI RMF 1.0 (NIST AI 100-1), published January 26, 2023, is a voluntary framework for managing the risks AI systems pose.
  • It defines seven characteristics of trustworthy AI and a Core of four functions: GOVERN, MAP, MEASURE, and MANAGE.
  • The Core has 19 categories and 72 subcategories; GOVERN applies organization-wide while the other three apply to specific AI systems.
  • NIST states that AI RMF 1.0 is being revised as part of the White House AI Action Plan; no successor has been published.
  • SmartSuite AI Governance inventories each AI system with its intended purpose, risk assessment, and approval.

Overview

The NIST Artificial Intelligence Risk Management Framework (AI RMF 1.0), published as NIST AI 100-1 on January 26, 2023, is a voluntary framework for managing the risks that AI systems pose to individuals, organizations and society. NIST developed it as directed by the National Artificial Intelligence Initiative Act of 2020 (P.L. 116-283), and it is non-sector-specific and use-case agnostic. AI RMF 1.0 is still the published version, but NIST's AI RMF page states that it is being revised as part of the White House AI Action Plan.

Part 1 frames AI risk, names the audience (AI actors across the AI lifecycle) and defines seven characteristics of trustworthy AI: valid and reliable, safe, secure and resilient, accountable and transparent, explainable and interpretable, privacy-enhanced, and fair with harmful bias managed. Part 2 is the Core, four functions called GOVERN, MAP, MEASURE and MANAGE, with 19 categories and 72 subcategories, followed by Profiles (section 6).

GOVERN applies across the whole organization, while MAP, MEASURE and MANAGE are applied to specific AI systems and stages of their lifecycle. NIST publishes companion resources: the AI RMF Playbook, the AI Resource Center, a crosswalk, and the Generative Artificial Intelligence Profile (NIST AI 600-1, released July 26, 2024). The framework tells organizations to follow existing laws, regulations and sector guidance for risk criteria and tolerance; it does not prescribe a risk tolerance (section 1.2.2).

Why does it matter?

NIST says the risks of AI systems are in many ways unique: models can be trained on data that changes over time, failures are hard to detect, and systems are socio-technical, shaped by how people use them. The AI RMF gives organizations a common structure for that work. Section 1.2.3 states a hard limit: where an AI system presents unacceptable negative risk, such as imminent significant harm or harms actually occurring, development and deployment should cease in a safe manner until the risks can be managed. Section 4 lists the benefits NIST expects, including explicit go or no-go decisions on commissioning and deployment.

Key benefits include:

  • Seven trustworthiness characteristics

Section 3 names them and says that creating trustworthy AI requires balancing them for the system's context of use; valid and reliable is the necessary base.

  • Shared responsibility across AI actors

Section 2 describes AI actors across the lifecycle, from developers to deployers and the people affected, and says all of them manage risk in the systems they develop, deploy or use.

  • Third-party AI is in scope

GOVERN 6, MAP 4 and MANAGE 3 cover risks from third-party software, data, pre-trained models and other supply chain issues.

  • Profiles for use cases

Section 6 describes use-case profiles, such as a hiring or fair housing profile, plus Current and Target temporal profiles and cross-sectoral profiles.

  • Residual risk is documented

Section 1.2.3 says to document residual risk after treatment, so end users and affected communities know the remaining impacts.

How does it work?

GOVERN has six categories and 19 subcategories. It covers policies and procedures, accountability structures, workforce diversity, equity, inclusion and accessibility, a risk culture, engagement with relevant AI actors, and third-party and supply chain policies. Section 5.1 calls it a cross-cutting function infused throughout the others, and senior leadership sets the tone for risk management. GOVERN is continual and intrinsic for as long as a system is in use.

MAP (five categories, 18 subcategories) establishes context, categorizes the AI system, compares capabilities and expected benefits and costs with benchmarks, maps risks and benefits for all components including third-party software and data, and characterizes impacts. MEASURE (four categories, 22 subcategories) selects methods and metrics, evaluates trustworthy characteristics, tracks risks over time and gathers feedback on measurement. MANAGE (four categories, 13 subcategories) prioritizes and responds to risks, plans strategies to maximize benefits, manages third-party risk and documents response, recovery and communication plans.

Section 5 says the actions are not a checklist and not necessarily ordered. After putting GOVERN outcomes in place, most users start with MAP and continue to MEASURE or MANAGE, iterating and cross-referencing between functions. The online AI RMF Playbook suggests tactical actions for each outcome, and users can create tailored guidance from it.

Key Elements

  • GOVERN (5.1)

Six categories on policies, accountability, workforce, culture, engagement with AI actors, and third-party software and data.

  • MAP (5.2)

Five categories that establish context, categorize the system, compare benefits and costs, map component risks and characterize impacts.

  • MEASURE (5.3)

Four categories for methods and metrics, evaluation against trustworthy characteristics, tracking risks over time and feedback.

  • MANAGE (5.4)

Four categories for prioritizing risks, planning benefit and impact strategies, managing third-party risk, and documenting treatments and communication plans.

  • Trustworthy AI characteristics (section 3)

Valid and reliable, safe, secure and resilient, accountable and transparent, explainable and interpretable, privacy-enhanced, and fair with harmful bias managed.

  • Profiles (section 6)

Use-case, temporal (Current and Target) and cross-sectoral profiles, with no prescribed template.

What does it cover?

The framework is for AI actors, the organizations and individuals who design, develop, deploy, evaluate or use AI systems. The executive summary defines an AI system as an engineered or machine-based system that generates outputs such as predictions, recommendations or decisions influencing real or virtual environments. Section 2 organizes the lifecycle by four dimensions, Application Context, Data and Input, AI Model, and Task and Output, with a People and Planet dimension for those affected, and it highlights testing, evaluation, verification and validation across them. NIST describes it as voluntary, rights-preserving and suitable for organizations of all sizes.

What are its objectives?

The executive summary states the goal: to offer a resource to organizations designing, developing, deploying or using AI systems.

Help organizations manage the many risks of AI.

Promote trustworthy and responsible development and use of AI systems.

Improve the ability to build the seven trustworthiness characteristics into design, development, use and evaluation.

Integrate AI risks with other enterprise risks such as cybersecurity and privacy (section 1.2.4).

Support go or no-go decisions, clearer accountability and better information sharing about risks, as listed in section 4.

Framework in Context

The AI RMF is a voluntary risk management framework, not a law. Section 1.2.4 says AI risks should be treated along with other critical risks such as cybersecurity and privacy, and that the AI RMF may be used with related frameworks, which is why it is often paired with the NIST Cybersecurity Framework and the NIST Privacy Framework. The document's update schedule says NIST will review it regularly, with a formal review including input from the AI community expected no later than 2028. On April 7, 2026 NIST released a concept note for an AI RMF Profile on Trustworthy AI in Critical Infrastructure.

Common Framework Mappings

NIST publishes an AI RMF Crosswalk and a Playbook, and organizations commonly use the AI RMF beside the frameworks and laws below to show how one risk process supports several expectations.

Mapped frameworks include:

EU AI Act

ISO 27001:2022

ISO 27701

ISO 42001

NIST CSF 2.0

NIST Privacy Framework v1.0

NIST 800-53 Rev.5

OECD AI Principles

SMARTSUITE

How SmartSuite Supports the NIST AI RMF

SmartSuite provides the system for managing controls, evidence, mappings, assessments, and reporting.

Use AI Governance to inventory each AI system with its intended purpose, risk assessment and approval, and use Third Party Risk Management for externally sourced models and data, so the GOVERN, MAP, MEASURE and MANAGE outcomes link to the same records.

AI System Inventory

Record each AI system with its intended purpose, context of use, owner and lifecycle stage, the basis for the MAP 1 and MAP 2 outcomes and GOVERN accountability.

Trustworthiness Assessments

Assess each system against the seven trustworthy characteristics and attach the test results and evaluation evidence behind each judgment (MEASURE 2).

Impact Mapping

Characterize likelihood and magnitude of beneficial and harmful impacts on individuals, groups and communities, with the people affected recorded for each use case (MAP 5).

Risk Response and Approvals

Prioritize risks, record the response and the residual risk accepted, and capture the go or no-go approval for deployment (MANAGE 1 and 2).

Third-Party Model Oversight

Track vendors, pre-trained models and external data with due diligence, controls and monitoring evidence in Third Party Risk Management (GOVERN 6, MANAGE 3).

Profile Tracking and Reporting

Hold Current and Target Profiles per use case, the gaps and the action plan, with dashboards for AI risk posture and open actions.

Related frameworks

ISO 27001:2022

ISO/IEC 27001:2022 specifies requirements for an information security management system: Clauses 4 to 10, risk treatment, the Statement of Applicability and 93 Annex A controls.

ISO 27701

ISO/IEC 27701:2025 specifies requirements for a stand-alone privacy information management system (PIMS) for PII controllers and processors, replacing the 2019 edition.

ISO 42001

ISO/IEC 42001:2023 is the first AI management system standard: requirements for an AIMS in clauses 4 to 10, with Annex A reference controls and Annex B guidance.

NIST CSF 2.0

NIST CSF 2.0 (CSWP 29, February 26, 2024) is the voluntary cybersecurity framework with six Functions including Govern, 22 Categories, 106 Subcategories, Profiles and Tiers.

NIST Privacy Framework v1.0

The NIST Privacy Framework Version 1.0 is a voluntary tool for managing privacy risk: five Functions, 18 Categories, 100 Subcategories, Profiles and four Implementation Tiers.

NIST 800-53 Rev.5

NIST SP 800-53 Rev. 5 is the NIST catalog of security and privacy controls in 20 families, mandatory for federal systems under OMB A-130 and FISMA; Release 5.2.0 issued August 27, 2025.

FAQ

Frequently Asked Questions For NIST AI Risk Management Framework (AI RMF)

The AI RMF 1.0 (NIST AI 100-1, January 26, 2023) is a voluntary framework for managing the risks of AI systems. NIST developed it as directed by the National Artificial Intelligence Initiative Act of 2020, and describes it as voluntary, rights-preserving, non-sector-specific and use-case agnostic. It tells organizations to follow existing regulations for risk criteria and tolerance (section 1.2.2).

GOVERN, MAP, MEASURE and MANAGE (section 5). Together they hold 19 categories and 72 subcategories: GOVERN has 6 and 19, MAP 5 and 18, MEASURE 4 and 22, and MANAGE 4 and 13. GOVERN is cross-cutting and applies to the whole organization, while MAP, MEASURE and MANAGE are applied to specific AI systems and lifecycle stages.

Section 3 lists them: valid and reliable, safe, secure and resilient, accountable and transparent, explainable and interpretable, privacy-enhanced, and fair with harmful bias managed. Valid and reliable is a necessary condition for the others, accountability and transparency relate to all of them, and organizations balance them according to the AI system's context of use.

Section 6 describes use-case profiles, such as a hiring or fair housing profile, temporal profiles that compare a Current and a Target state, and cross-sectoral profiles such as for large language models. NIST released the Generative Artificial Intelligence Profile, NIST AI 600-1, on July 26, 2024. NIST also released a concept note on April 7, 2026 for a Trustworthy AI in Critical Infrastructure profile.

Yes. NIST's AI RMF page states that AI RMF 1.0 is being revised as part of the White House AI Action Plan, and no revised version has been published there. The document's own update schedule says NIST will review it regularly, with formal input from the AI community expected no later than 2028, and uses a two-number versioning system for major and minor changes.

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