Governance, risk and compliance

SmartSuite for the Governance Program Lead

The Governance Program Lead oversees corporate governance responsibilities: board compliance, ethics programmes, governance policies and the metrics that evidence them. They run the governance pillar of ESG and make sure ethical standards and board requirements are consistently upheld.

What you own

  • Maintain governance policies and board-level compliance requirements
  • Track governance metrics such as training completion and policy attestation
  • Coordinate the governance pillar of ESG reporting
  • Manage governance-related incidents and remediation
  • Support board and committee reporting on governance
  • Align governance practices with codes and listing requirements

Where the role sits

Each name opens that role's page.

Reports to

Chief Compliance Officer

Chief Compliance Officer

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General Counsel

General Counsel

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Direct reports

Works closely with

Ethics and Compliance Lead

Ethics and Compliance Lead

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Policy and Governance Manager

Policy and Governance Manager

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ESG Program Director

ESG Program Director

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General Counsel

General Counsel

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GRC processes

The shared GRC process map, highlighted for this role.

Owns

accountable for the process

policy

Touches

contributes or approves

esg, issues-actions, reporting, compliance

Depends on

consumes its output

audit

How SmartSuite helps, suite by suite

Each card is the persona record from that suite's Users tab.

How they use the ESG Management suite

Governance policy tracking

Manages policy updates, attestations, and compliance workflows.

Board reporting

Provides dashboards summarizing governance metrics such as training completion.

Issue management

Tracks governance-related incidents and ensures timely remediation.

Suites that serve this role

How SmartSuite supports this role

Policy management. Manages governance policy updates, attestations and compliance workflows in one place.

ESG. Feeds governance metrics into ESG disclosures with evidence links.

Issues and actions. Tracks governance-related incidents and ensures timely remediation.

Reporting. Provides board dashboards summarising governance metrics such as training completion.

Industry reference

The OECD Principles of Corporate Governance (2023) and the UK Corporate Governance Code (2024) frame the programme; NYSE and Nasdaq listing rules and SEC proxy disclosure set the US detail. GRI 2 General Disclosures (2021) and the ESRS G1 standard under CSRD define how governance is reported.

Sector regulators add their own codes: the Basel Committee's governance principles for banks, the NAIC's Corporate Governance Annual Disclosure for insurers, CMS conditions of participation for hospital governing bodies, and GAO's Green Book for federal agencies. Technology companies tend to follow listing rules plus investor stewardship codes.

In their words

Related roles

Chief Compliance Officer

Chief Compliance Officer

See the role
General Counsel

General Counsel

See the role

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